Christopher C. Tavares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Cosme Tavares was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2004 - April 6, 2004
SUMA SECURITIES, LLC
September 12, 2000 - March 7, 2003
METRO TRADING, INC.
January 22, 1999 - August 10, 2000
TRADEPORTAL SECURITIES, INC.
December 15, 1997 - July 21, 1998
LANDMARK SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
SUMA SECURITIES, LLC
CRD#: 35852 / SEC#: , 8-46939
Contact information
Documents
Red Flags
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