Christopher E. Ashworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Ashworth, CFP®, who also goes by Chris Edward Ashworth, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2007 - November 17, 2020
IRONWOOD WEALTH MANAGEMENT, INC.
April 24, 2007 - February 28, 2014
PURSHE KAPLAN STERLING INVESTMENTS
January 17, 2007 - April 18, 2007
BB&T INVESTMENT SERVICES, INC.
January 17, 2007 - April 18, 2007
BB&T INVESTMENT SERVICES, INC.
April 20, 2001 - January 16, 2007
FIDELITY BROKERAGE SERVICES LLC
December 1, 1997 - April 20, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
IRONWOOD WEALTH MANAGEMENT, INC.
CRD#: 128699 / SEC#: 801-62555
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRONWOOD WEALTH MANAGEMENT, INC.
CRD#: 128699 / SEC#: 801-62555
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 696 |
| AUM (Assets Under Management) | $ 212,837,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
