Wayne E. Tate

DETALUS ADVISORS

St. Louis, MO 63119

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CRD#: 2975775

Professional summary

Wayne Edwin Tate is a registered financial advisor currently at DETALUS ADVISORS, LLC located in St. Louis, Missouri.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Wayne has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Accounting consulting work conducted under my personal name. Work is not investment-related. Number of hours worked during 2015: 47.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Edwin Tate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2004 - Present

DETALUS ADVISORS, LLC

Office #1: 383 Marshall Avenue, St. Louis, MO 63119

RIA

CRD#: 117958

St. Louis, MO

Past

October 16, 2003 - January 6, 2020

DETALUS SECURITIES, LLC

CRD#: 103260

MARION, IL

Past

September 25, 2000 - October 14, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 2, 1998 - September 21, 2000

D.R. HANCOCK & COMPANY, INC.

CRD#: 10610

CARBONDALE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DETALUS ADVISORS, LLC

CHASE VALUE PROGRAM | HANCOCK INVESTMENT ADVISORS, LLC | DETALUS ADVISORS, LLC

CRD#: 117958 / SEC#: 801-61481

RIA

Registered Investment Advisory firm - (9/24/2002 Approved)

Missouri

Registered Investment Advisory firm - (9/2/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/24/1997

General Securities Representative Examination

Current Firm

DETALUS ADVISORS, LLC

CHASE VALUE PROGRAM | HANCOCK INVESTMENT ADVISORS, LLC | DETALUS ADVISORS, LLC

CRD#: 117958 / SEC#: 801-61481

RIA

Registered Investment Advisory firm - (9/24/2002 Approved)

Missouri

Registered Investment Advisory firm - (9/2/2003 Terminated)

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Contact information

Main Address

383 Marshall Avenue, St. Louis, MO 63119

Mailing Address

Phone number

(314) 997-3191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DETALUS ADVISORS, LLC WRAP FEE BROCHURE (3/19/2025)

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	646
AUM (Assets Under Management)	$ 928,372,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne E. Tate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Edwin Tate's CRS (Customer Relationship Summary).

Certified licenses

Experience

DETALUS SECURITIES, LLC

EDWARD JONES

D.R. HANCOCK & COMPANY, INC.

Primary Firm SEC Registration

DETALUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2004

Series 63

Date: 12/23/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/24/1997

Current Firm

DETALUS ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DETALUS ADVISORS, LLC

TRUST BUT VERIFY

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