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ME

Michael Barry Erwin Sr.

CRD# 2975549·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Barry Erwin SR., who also goes by Barry Erwin, Michael Barry Erwin, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2017. Michael had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry Erwin, Michael Barry Erwin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

LIFETIME STRATEGIES, LLC·CRD# 126348
RIA
Griffin, GA
March 3, 2005 - January 5, 2017
LIFETIME STRATEGIES, LLC·CRD# 126348
RIA
Griffin, GA
April 21, 2003 - December 31, 2004
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
February 10, 1998 - May 11, 1999

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Current Firm

LS
LIFETIME STRATEGIES, LLC

LIFETIME STRATEGIES, LLC | SOUTHERN CRESCENT INVESTMENT & FINANCIAL STRATEGISTS | SOUTHERN CRESCENT INVESTMENT & FINANCIAL PLANNING STRATEGISTS, L | SOUTHERN CRESCENT INVESTMENT & FINANCIAL PLANNING STRATEGISTS

CRD#: 126348
Georgia
Registered Investment Advisory firm - Georgia (7/5/2019 Approved)

Contact Information

Main Address

200 E College St, Griffin, GA 30224

Phone Number

(770) 228-0777

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

54

AUM (Assets Under Management)

$16,369,259

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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ME
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