Thomas V. Albetta
Professional summary
Thomas Victor Albetta, who also goes by Tom Albetta, Thomas Albetta, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Victor Albetta's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 16, 2019 - November 27, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 13, 2019 - April 3, 2019
NYLIFE SECURITIES LLC
June 15, 2015 - September 25, 2018
TOUCHSTONE SECURITIES, INC.
March 16, 2015 - May 20, 2015
THE LEADERS GROUP, INC.
March 25, 2014 - March 13, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 5, 2006 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
June 4, 2002 - January 3, 2006
GUARDIAN INVESTOR SERVICES LLC
February 6, 2001 - May 31, 2002
AFD, INC.
August 29, 2000 - January 25, 2001
GUARDIAN INVESTOR SERVICES LLC
December 24, 1997 - February 12, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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