Eric A. Drossner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Adam Drossner, AIF®, who also goes by Eric Drossner, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - December 31, 2014
HAVERFORD FINANCIAL SERVICES, INC.
December 17, 1998 - June 18, 2025
HAVERFORD TRUST SECURITIES, INC.
November 25, 1997 - January 27, 1998
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 341,907,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
