Jason B. Woods

DEW WEALTH STRATEGIES

CLAYTON, MO 63105

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CRD#: 2975273

Professional summary

Jason Bradley Woods, CFP® is a registered financial advisor currently at DEW WEALTH STRATEGIES, LLC located in Clayton, Missouri.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jason has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Bradley Woods's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

February 6, 2002 - Present

DEW WEALTH STRATEGIES, LLC

Office #1: 101 S. Hanley Rd., Suite 725, Clayton, MO 63105

RIA

CRD#: 118996

CLAYTON, MO

Past

January 22, 2002 - March 2, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLAYTON, MO

Past

January 17, 2002 - March 2, 2007

LPL FINANCIAL LLC

CRD#: 6413

CLAYTON, MO

Past

November 21, 1997 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

November 21, 1997 - February 8, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/6/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/15/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2002

General Securities Principal Examination

Current Firm

DEW WEALTH STRATEGIES, LLC

CRD#: 118996 / SEC#: 801-69078

RIA

Registered Investment Advisory firm - (8/7/2019 Terminated)

Missouri

Registered Investment Advisory firm - (8/7/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 South Hanley Rd. Suite 725, Clayton, MO 63105

Mailing Address

Phone number

(314) 862-1500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 89,230,456

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason B. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Bradley Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1999

Series 63

Date: 11/18/1997

Series 7

Date: 7/15/1999

Series 6

Date: 11/19/1997

Series 24

Date: 3/7/2002

Current Firm

DEW WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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