Robert F. Schimeneck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frederick Schimeneck, who also goes by Bob Schimeneck, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 14 firms and has passed the Series 63, Series 65, Series 22TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2024 - June 4, 2024
J. ALDEN ASSOCIATES, INC.
August 23, 2018 - February 28, 2019
DLP CAPITAL ADVISORS, LLC
February 3, 2016 - August 3, 2017
MML INVESTORS SERVICES, LLC
February 1, 2016 - August 3, 2017
MML INVESTORS SERVICES, LLC
July 15, 2015 - December 31, 2015
PACKERLAND BROKERAGE SERVICES, INC.
July 14, 2015 - December 31, 2015
PACKERLAND BROKERAGE SERVICES, INC.
December 10, 2014 - April 29, 2015
QUESTAR ASSET MANAGEMENT, INC.
December 10, 2014 - April 29, 2015
QUESTAR CAPITAL CORPORATION
June 5, 2013 - December 11, 2014
INTEGRITY ALLIANCE, LLC.
June 5, 2013 - December 11, 2014
INTEGRITY ALLIANCE, LLC.
September 27, 2012 - May 29, 2013
PARK AVENUE SECURITIES LLC
August 15, 2012 - May 29, 2013
PARK AVENUE SECURITIES LLC
March 9, 2012 - June 21, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 2, 2012 - June 21, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 6, 2010 - January 13, 2012
PNC WEALTH MANAGEMENT LLC
June 3, 2010 - January 13, 2012
PNC WEALTH MANAGEMENT LLC
October 15, 2007 - May 21, 2010
M&T SECURITIES, INC.
December 8, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 8, 2005 - September 19, 2007
MSI FINANCIAL SERVICES, INC.
November 13, 2003 - December 2, 2005
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
December 15, 1997 - June 10, 2003
METROPOLITAN LIFE INSURANCE COMPANY
December 15, 1997 - June 10, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 2/12/2024
Direct Participation Programs Representative ExaminationCurrent Firm
J. ALDEN ASSOCIATES, INC.
CRD#: 40002 / SEC#: , 8-48938
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALFO, LEE ALBERT | CEO, PRINCIPAL, RESEARCH PRINCIPAL | 4782334 |
| CASTLE CREEK LAUNCHPAD FUND I, LP | SHAREHOLDER | |
| SMITH, KENNETH RICHARD | PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO | 2300203 |
| ENGELBACH, PETER ALDEN | PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL | 201177 |
| KINZER, CAROL ANN | FINOP | 4519471 |
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
