Pedro Fonseca
Professional summary
Pedro Fonseca, who also goes by Pedro Luis Fonseca, is a registered financial professional currently at USAA INVESTMENT SERVICES COMPANY located in San Antonio, Texas.
Pedro is registered as a RR (Registered Representative) and started their career in finance in 1998. Pedro has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pedro Fonseca's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2023 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9800 Fredericksburg Road, San Antonio, TX 78288September 24, 2014 - May 19, 2023
PARK AVENUE SECURITIES LLC
October 1, 2012 - August 28, 2014
OSAIC SERVICES, INC.
October 1, 2012 - August 28, 2014
FSC SECURITIES CORPORATION
November 19, 2007 - August 28, 2014
OSAIC WEALTH, INC.
January 24, 2007 - August 21, 2007
EQUITABLE ADVISORS, LLC
April 14, 2005 - January 9, 2007
IFMG SECURITIES, INC.
February 10, 2000 - December 31, 2004
CHASE INVESTMENT SERVICES CORP.
August 7, 1998 - July 1, 1999
FAIRCHILD FINANCIAL GROUP, INC.
February 20, 1998 - August 7, 1998
LEGEND MERCHANT GROUP, INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
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