James N. Meehan

USI ADVISORS

Glastonbury, CT 06033

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CRD#: 2975007

Professional summary

James Nathaniel Meehan, who also goes by Jamie N Meehan, Jamie Meehan, is a registered financial advisor currently at USI ADVISORS located in Glastonbury, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie N Meehan | Jamie Meehan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nathaniel Meehan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2018 - Present

USI ADVISORS

Office #1: 95 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033

RIA

CRD#: 108113

Glastonbury, CT

Past

June 5, 2019 - September 12, 2022

USI SECURITIES, INC.

CRD#: 43793

GLASTONBURY, CT

Past

October 6, 2016 - June 8, 2017

THE INVESTMENT CENTER, INC.

CRD#: 17839

NEW YORK, NY

Past

June 28, 2016 - October 17, 2016

LPL FINANCIAL LLC

CRD#: 6413

NEW YORK, NY

Past

March 4, 2015 - February 8, 2016

SENTINEL PENSION ADVISORS, LLC.

RIA

CRD#: 109901

New York, NY

Past

March 3, 2015 - February 8, 2016

SENTINEL SECURITIES, LLC.

CRD#: 110942

New York, NY

Past

May 1, 2012 - November 19, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

NEW YORK, NY

Past

May 1, 2012 - November 19, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

NEW YORK, NY

Past

August 20, 2009 - February 8, 2012

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

July 28, 2009 - February 8, 2012

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

March 21, 2006 - February 27, 2009

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

September 29, 2000 - March 15, 2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 12, 1998 - November 17, 1999

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/3/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James N. Meehan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nathaniel Meehan's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

THE INVESTMENT CENTER, INC.

LPL FINANCIAL LLC

SENTINEL PENSION ADVISORS, LLC.

SENTINEL SECURITIES, LLC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

ADP BROKER-DEALER, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2009

Series 63

Date: 3/2/2001

SIE

Date: 6/8/2017

Series 31

Date: 9/3/2009

Series 7

Date: 1/12/2001

Series 6

Date: 1/9/1998

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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