James W. Hague

JANIAN INVESTMENT ADVISERS

Santa Rosa, CA 95409

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CRD#: 2974990

Professional summary

James W Hague is a registered financial advisor currently at JANIAN INVESTMENT ADVISERS, LLC located in Santa Rosa, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James W Hague's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2012 - Present

JANIAN INVESTMENT ADVISERS, LLC

Office #1: 4983 Sonoma Highway Suite A-4, Santa Rosa, CA 95409

RIA

CRD#: 164807

Santa Rosa, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/20/2021)

IAR

Illinois
(9/4/2012)

IAR

New York
(7/19/2021)

IAR

Texas
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 11/5/1997

National Commodity Futures Examination

Current Firm

JANIAN INVESTMENT ADVISERS, LLC

CRD#: 164807 / SEC#:

California

Registered Investment Advisory firm - (7/20/2021 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2012 Approved)

New York

Registered Investment Advisory firm - (9/24/2018 Approved)

Texas

Registered Investment Advisory firm - (11/11/2024 Conditional Restricted)

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Contact information

Main Address

4983 Sonoma Highway Suite A-4, Santa Rosa, CA 95409

Mailing Address

Phone number

(773) 573-2692

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 20,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Hague

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James W Hague's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANIAN INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2012

Series 3

Date: 11/5/1997

Current Firm

JANIAN INVESTMENT ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JANIAN INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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