Kenneth P. Lamantia

Some features on this profile are disabled

CRD#: 2974537

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Paul Lamantia, who also goes by Kenneth Lamantia, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kenneth Lamantia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 14, 2014 - January 5, 2016

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

November 20, 2012 - April 8, 2013

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

September 10, 2010 - November 12, 2012

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

January 4, 2010 - October 5, 2010

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MARIETTA, GA

Past

August 29, 2008 - September 25, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

SAVANANAH, GA

Past

October 28, 2004 - August 6, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

SAVANNAH, GA

Past

December 10, 2001 - January 9, 2002

FIRST TITAN FINANCIAL CORP.

CRD#: 39657

ARLINGTON, TX

Past

December 15, 2000 - March 23, 2001

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

July 9, 1999 - April 11, 2000

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

June 11, 1999 - July 6, 1999

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

April 23, 1999 - June 15, 1999

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

February 25, 1999 - April 12, 1999

FIRST MERGER CAPITAL, INC

CRD#: 44083

NEW YORK, NY

Past

January 22, 1999 - February 16, 1999

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

December 7, 1998 - January 29, 1999

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

November 20, 1998 - December 2, 1998

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1998

General Securities Representative Examination

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth P. Lamantia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPE SECURITIES INC.

CAPE SECURITIES INC.

RESOURCE HORIZONS GROUP LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

FIRST TITAN FINANCIAL CORP.

CONTINENTAL BROKER-DEALER CORP.

HAPOALIM SECURITIES USA, INC.

PRIME CHARTER LTD.

SANDS BROTHERS & CO., LTD.

FIRST MERGER CAPITAL, INC

INSTITUTIONAL EQUITY CORPORATION

LADENBURG THALMANN & CO. INC.

LCP CAPITAL CORP.

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/1998

SIE

Date: 1/5/2016

Series 7

Date: 10/15/1998

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

Similar Advisors