Michael V. Quinlan
Professional summary
Michael Vincent Quinlan, who also goes by Mike Quinlan, is a registered financial professional currently at CCA CAPITAL LLC located in Boston, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Vincent Quinlan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2011 - Present
CCA CAPITAL LLC
Office #1: One Boston Place 201 Washington Street Suite 3825, Boston, MA, 02108Office #2: One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108December 16, 1997 - May 12, 2003
MUFG AMERICAS CORPORATE ADVISORY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2011)
(6/3/2011)
(11/15/2012)
(5/31/2011)
(7/21/2011)
(6/1/2011)
(5/24/2011)
(12/2/2015)
(6/30/2011)
(5/31/2011)
(5/13/2015)
(8/2/2011)
(6/23/2011)
(6/10/2015)
(7/7/2011)
(8/3/2011)
(9/4/2013)
(8/10/2011)
(12/5/2014)
(7/18/2011)
(5/13/2015)
(7/14/2011)
(9/14/2011)
(6/2/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CCA CAPITAL LLC
CRD#: 154837 / SEC#: , 8-68676
Contact information
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCA GROUP, LLC | SOLE MEMBER | |
| PASQUALINI, MARTIN J | PRINCIPAL/DIRECTOR / VP | |
| STAHLE, JAMES RICHARD | CEO / CCO / DIR./PRINCIPAL | |
| WILSON, ROBERT (NMN) | CHIEF FINANCIAL OFFICER/FINOP | 6465354 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CCA CAPITAL LLC
CRD#: 154837Boston, MA 02108TRUST BUT VERIFY
Monitor Michael Quinlan
Get automatic monthly alerts on:
