FC
Frank E. Cannon
ARTESA FINANCIAL GROUP
Conroe, TX 77304
Some features on this profile are disabled
CRD#: 2974282
FC
Professional summary
Frank Edward Cannon II is a registered financial advisor currently at ARTESA FINANCIAL GROUP located in Conroe, Texas.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Frank has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Asset Guardian, LLC; Investment Related; 01/20/2001; 10 hours/month; 1 hour/month during market hours; Conroe, Texas, United States; President, Treasurer & Insurance Agent; Duly licensed insurance agency.
FBCAN Enterprise, Inc.; Not investment related; 12/27/2009; 0 hours/month; 0 hours/month during market hours; Conroe, Texas , United States; Vice President/Secretary/Treasurer; Advertising & Publishing.
7C Land and Cattle Co, LLC; Not investment related; 03/02/2006; 10 hours/month; 0 hours/month during market hours; Conroe, Texas, United States; President & Treasurer; Cattle & Hay Operation.
Artesa Consulting, LLC; Not investment related; 10/05/2010; 0 hours/month; 0 hours /month during market hours; Conroe, Texas, United States; President;
Consulting firm.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Edward Cannon II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2010 - Present
ARTESA FINANCIAL GROUP
Office #1: Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304RIA
CRD#: 153741
Conroe, TX
Past
November 4, 2009 - July 1, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CONROE, TX
Past
November 2, 2009 - July 1, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CONROE, TX
Past
January 7, 2002 - November 24, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
CONROE, TX
Past
January 7, 2000 - November 24, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
CONROE, TX
Past
May 21, 1998 - December 31, 1999
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARTESA FINANCIAL GROUP
ARTESA FINANCIAL GROUP | ARTESA FINANCIAL GROUP, LLC | ARTESA FINANCIAL GROUP LLC
CRD#: 153741 / SEC#: 801-122111
RIA
Registered Investment Advisory firm - (8/18/2021 Approved)California
Registered Investment Advisory firm - (3/25/2021 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2021 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/20/2016)
IAR
Texas(7/1/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ARTESA FINANCIAL GROUP
ARTESA FINANCIAL GROUP | ARTESA FINANCIAL GROUP, LLC | ARTESA FINANCIAL GROUP LLC
CRD#: 153741 / SEC#: 801-122111
RIA
Registered Investment Advisory firm - (8/18/2021 Approved)California
Registered Investment Advisory firm - (3/25/2021 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2021 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304
Mailing Address
Phone number
(936) 760-2215
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 110,491,722 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARTESA FINANCIAL GROUP
CRD#: 153741Conroe, TX 77304TRUST BUT VERIFY
Monitor Frank Cannon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
