JC
Jonathan P. Cusa
DISTRIBUTION SERVICES
Portland, ME 04101
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CRD#: 2974265
JC
Professional summary
Jonathan Paul Cusa, who also goes by Jon Cusa, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jon Cusa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Paul Cusa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 25938
Portland, ME
Past
July 3, 2018 - April 7, 2023
SMEAD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 173734
NEW YORK, NY
Past
June 4, 2015 - May 30, 2018
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
September 8, 2014 - June 2, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
October 10, 2000 - September 24, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 9, 1999 - September 26, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 10, 1997 - December 3, 1998
NORTHSTAR DISTRIBUTORS, INC.
BD
CRD#: 20863
STAMFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2024)
RR
Alaska(4/3/2024)
RR
Arizona(4/3/2024)
RR
Arkansas(4/3/2024)
RR
California(4/3/2024)
RR
Colorado(4/3/2024)
RR
Connecticut(4/3/2024)
RR
Delaware(4/3/2024)
RR
District of Columbia(4/3/2024)
RR
Florida(4/3/2024)
RR
Georgia(4/3/2024)
RR
Hawaii(4/3/2024)
RR
Idaho(4/3/2024)
RR
Illinois(4/3/2024)
RR
Indiana(4/3/2024)
RR
Iowa(4/3/2024)
RR
Kansas(4/3/2024)
RR
Kentucky(4/3/2024)
RR
Louisiana(4/3/2024)
RR
Maine(4/3/2024)
RR
Maryland(4/3/2024)
RR
Massachusetts(4/3/2024)
RR
Michigan(4/3/2024)
RR
Minnesota(4/3/2024)
RR
Mississippi(4/3/2024)
RR
Missouri(4/3/2024)
RR
Montana(4/3/2024)
RR
Nebraska(4/3/2024)
RR
Nevada(4/3/2024)
RR
New Hampshire(4/3/2024)
RR
New Jersey(4/3/2024)
RR
New Mexico(4/3/2024)
RR
New York(4/3/2024)
RR
North Carolina(4/3/2024)
RR
North Dakota(4/3/2024)
RR
Ohio(4/4/2024)
RR
Oklahoma(4/3/2024)
RR
Oregon(4/3/2024)
RR
Pennsylvania(4/3/2024)
RR
Puerto Rico(1/14/2025)
RR
Rhode Island(4/3/2024)
RR
South Carolina(4/3/2024)
RR
South Dakota(4/3/2024)
RR
Tennessee(4/3/2024)
RR
Texas(4/3/2024)
RR
Utah(4/3/2024)
RR
Vermont(4/3/2024)
RR
Virgin Islands(1/14/2025)
RR
Virginia(4/3/2024)
RR
Washington(4/3/2024)
RR
West Virginia(4/3/2024)
RR
Wisconsin(4/3/2024)
RR
Wyoming(4/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/3/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DISTRIBUTION SERVICES, LLC
DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Wisconsin since 09/27/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DISTRIBUTION SERVICES, LLC
CRD#: 25938Portland, ME 04101TRUST BUT VERIFY
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