Thomas Peter Gougeon
Professional Summary
Thomas Peter Gougeon, who also goes by Tom Peter Gougeon, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1998 - 2022. Thomas had worked at 4 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Peter Gougeon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CHEVRON ASSET MANAGEMENT | VENTUM ADVISORS CORP. | ECHELON PARTNERS USA INC. | CHEVRON WEALTH MANAGEMENT, INC | CHEVRON ASSET MANAGEMENT, INC
Contact Information
Main Address
181 Bay Street Suite 2500, Toronto, M5J 2T3Phone Number
(416) 572-5523# of Employees
7SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$355,082Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CHEVRON ASSET MANAGEMENT | VENTUM ADVISORS CORP. | ECHELON PARTNERS USA INC. | CHEVRON WEALTH MANAGEMENT, INC | CHEVRON ASSET MANAGEMENT, INC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Jul 1998Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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