Thomas J. Martin
Professional summary
Thomas J Martin, who also goes by Thomas Joseph Martin, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas J Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2024 - Present
P.J. ROBB VARIABLE, LLC
Office #1: 4135 North Front Street, Harrisburg, PA 17110December 22, 2022 - April 18, 2024
MUTUAL OF AMERICA SECURITIES LLC
March 31, 2014 - November 1, 2022
JOHN HANCOCK DISTRIBUTORS LLC
August 9, 2011 - March 19, 2014
EMPOWER FINANCIAL SERVICES, INC.
January 14, 2011 - July 27, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
October 7, 2010 - December 8, 2010
STANCORP INVESTMENT ADVISERS, INC.
October 9, 2009 - December 8, 2010
STANCORP EQUITIES, INC.
September 4, 2002 - September 25, 2009
TRANSAMERICA INVESTORS SECURITIES, LLC
March 31, 1999 - July 25, 2002
GBS RETIREMENT SERVICES, INC.
December 9, 1998 - March 12, 1999
CADARET, GRANT & CO., INC.
November 24, 1997 - December 1, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2024)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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