Paul H. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Howard Cook was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2005 - December 31, 2018
LIFETIME STRATEGIES, LLC
March 28, 2003 - December 31, 2004
LIFETIME STRATEGIES, LLC
May 5, 1998 - May 19, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFETIME STRATEGIES, LLC
CRD#: 126348 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 14,967,593 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
