Michael J. Mccann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jerome Mccann was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - August 4, 2016
FIDELITY BROKERAGE SERVICES LLC
September 12, 2011 - January 3, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
March 2, 2011 - August 10, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
August 12, 2010 - October 11, 2010
CERTIFIED ADVISORY CORP
July 30, 2010 - October 11, 2010
SIGNATURE ESTATE SECURITIES, LLC
July 12, 2006 - May 11, 2010
FIDELITY BROKERAGE SERVICES LLC
December 9, 2005 - July 13, 2010
STRATEGIC ADVISERS LLC
January 17, 2002 - July 12, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
December 8, 1998 - January 17, 2002
FIDELITY BROKERAGE SERVICES LLC
January 8, 1998 - November 18, 1998
IDS LIFE INSURANCE COMPANY
January 8, 1998 - November 18, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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