Charles E. Suarez-murias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Suarez-murias, who also goes by Charles Edward Murias, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2003. Charles had worked at 7 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2023 - January 3, 2024
UPHOLD SECURITIES INC.
February 22, 2017 - April 28, 2021
UPHOLD SECURITIES INC.
July 26, 2014 - October 7, 2015
KOYOTE TRADING LLC
February 28, 2011 - August 15, 2011
AVIAN SECURITIES, LLC
February 3, 2011 - February 3, 2011
CANACCORD GENUITY SECURITIES LLC
November 5, 2008 - January 14, 2011
AURIGA USA, LLC
February 3, 2004 - November 4, 2008
CARIS & COMPANY, INC.
July 24, 2003 - February 20, 2004
MAGNA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/18/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
UPHOLD SECURITIES INC.
CRD#: 34071 / SEC#: , 8-46202
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UPHOLD, INC. | PARENT | |
| SNYDER, CURTIS LEE JR | PRESIDENT & COO/CFO/CCO | 1885111 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
