Christopher W. Shanahan
Professional summary
Christopher William Shanahan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Christopher had worked at 5 firms, which includes SENTINEL FINANCIAL SERVICES COMPANY, AMERICAN CENTURY ADVISORY SERVICES INC., AMERICAN CENTURY INVESTMENT SERVICES INC., PUTNAM INVESTMENT MANAGEMENT LLC, PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2008 - December 17, 2009
SENTINEL FINANCIAL SERVICES COMPANY
July 2, 2004 - August 14, 2008
AMERICAN CENTURY ADVISORY SERVICES, INC.
April 23, 2004 - August 14, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
February 12, 2003 - April 5, 2004
PUTNAM INVESTMENT MANAGEMENT, LLC
March 9, 1998 - April 5, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
SENTINEL FINANCIAL SERVICES COMPANY
CRD#: 31175 / SEC#: , 8-45393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL ASSET MANAGEMENT INC. | GENERAL PARTNER | |
| SENTINEL ADMINISTRATIVE SERVICES, INC | GENERAL PARTNER | |
| TEESE, GREGORY DWIGHT | VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER | 2135269 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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