Catherine G. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine G Turner, CFP®, ChFC®, who also goes by Catherine Marie Barreto Mrs., Catherine Marie Gartner Miss, Catherine Marie Gartner-turner Mrs, Catherine G Turner Mrs, Catherine Marie Turner, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1997. Catherine had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
October 2, 2014 - May 2, 2025
J. W. COLE ADVISORS, INC.
September 30, 2014 - May 2, 2025
J.W. COLE FINANCIAL, INC.
January 8, 2008 - September 30, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
April 3, 2007 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
March 26, 2007 - September 30, 2014
RESOURCE HORIZONS GROUP LLC
December 8, 2003 - March 28, 2007
EQUITY SERVICES, INC.
December 4, 2003 - March 28, 2007
EQUITY SERVICES, INC.
May 2, 2003 - November 17, 2003
VERAVEST INVESTMENT ADVISORS, INC.
November 13, 1997 - November 19, 2003
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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