Anny Riveron
Professional summary
Anny Riveron, who also goes by Anna Riveron, is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Murrieta, California.
Anny is registered as a RR (Registered Representative) and started their career in finance in 2000. Anny has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anny Riveron's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2026 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 27890 Clinton Keith Road, Murrieta, CA 92562October 31, 2022 - March 23, 2026
CAPE SECURITIES INC.
April 24, 2002 - November 17, 2022
PFS INVESTMENTS INC.
January 2, 2000 - February 26, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2026)
(3/23/2026)
(3/27/2026)
(3/24/2026)
(3/23/2026)
(3/20/2026)
(3/23/2026)
(3/30/2026)
(3/18/2026)
Exams
FINRA
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
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