KC
Kevin T. Clark
PLAN CONFIDENCE
SARASOTA, FL 34236
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CRD#: 2973609
KC
Professional summary
Kevin Thomas Clark is a registered financial advisor currently at PLAN CONFIDENCE CORPORATION located in Sarasota, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) QUINTESSENTIAL RETIREMENT SERVICES, INC POSITION: Owner - President NATURE: Insurance ;Life and Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2005 ADDRESS: 18w140 Butterfield Rd, Suite 1500, Oakbrook Terrace IL 60181 DESCRIPTION: President, Financial Professional 2) REDDARK TECHNOLOGIES INC POSITION: CEO/Co-Owner NATURE: Software Sales and Service (SaaS) INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 11/11/2011 ADDRESS: 18W140 Butterfield Rd, Suite 1500, Oakbrook Terrace IL 60181 DESCRIPTION: In charge of Sales, Training and all duties to keep the compliant as CEO. 3) QUINTESSENTIAL RETIREMENT SERVICES INC POSITION: President NATURE: Doing Business As ('DBA') INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/01/2005 ADDRESS: 18W140 Butterfield Rd, Suite 1500, Oakbrook Terrace IL 60181 DESCRIPTION: All duties of President of the corporation and in charge of recruiting and retaining new clients. 4) PLAN CONFIDENCE CORPORATION POSITION: CEO & CCO NATURE: I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 03/31/2016 ADDRESS: 1680 Fruitville Rd, Suite 204, Sarasota FL 34236 DESCRIPTION: I will be the Chief Compliance Officer (CCO) and the CEO taking care of all duties to operate, expand and market theInternet OnlyRIA.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Thomas Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2016 - Present
PLAN CONFIDENCE CORPORATION
Office #1: 1900 Main Street Suite 308, Sarasota, FL 34236RIA
CRD#: 283781
SARASOTA, FL
Past
December 2, 2010 - June 1, 2011
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
RIA
CRD#: 144733
LOCKPORT, IL
Past
March 31, 2005 - October 24, 2017
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
OAKBROOK TERRACE, IL
Past
March 31, 2005 - October 24, 2017
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
OAKBROOK TERRACE, IL
Past
April 20, 2001 - April 1, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
OAKBROOK, IL
Past
September 14, 2000 - April 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
November 24, 1997 - September 7, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PLAN CONFIDENCE CORPORATION
PLAN CONFIDENCE CORPORATION
CRD#: 283781 / SEC#: 801-107791
RIA
Registered Investment Advisory firm - (5/16/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/23/2016)
IAR
Texas(3/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PLAN CONFIDENCE CORPORATION
PLAN CONFIDENCE CORPORATION
CRD#: 283781 / SEC#: 801-107791
RIA
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Contact information
Main Address
1900 Main Street Suite 308, Sarasota, FL 34236
Mailing Address
Phone number
(312) 373-0772
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (26 States and Territories)
Red Flags
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