Brian S. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Brewer was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 3 firms and has passed the Series 63, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2008 - January 31, 2008
COLONIAL BROKERAGE, INC.
May 31, 2007 - December 7, 2007
COLONIAL BROKERAGE, INC.
December 10, 2002 - May 15, 2007
FIFTH THIRD SECURITIES, INC.
December 15, 1997 - October 23, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COLONIAL BROKERAGE, INC.
CRD#: 111668 / SEC#: , 8-53184
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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