John R. Coet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Coet was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - April 18, 2019
AQUIFER FINANCIAL SERVICES COMPANY
October 27, 2011 - October 29, 2012
1ST GLOBAL ADVISORS INC
October 27, 2011 - October 29, 2012
1ST GLOBAL CAPITAL CORP.
January 1, 1999 - November 8, 2011
AVANTAX ADVISORY SERVICES
December 10, 1997 - November 8, 2011
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AQUIFER FINANCIAL SERVICES COMPANY
CRD#: 165254 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
