Nathan S. Lundquist

ELEVATED ASSET MANAGEMENT LLC

Jackson, WY 83001

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CRD#: 2973417

Professional summary

Nathan Scott Lundquist, CFP® is a registered financial advisor currently at ELEVATED ASSET MANAGEMENT LLC located in Jackson, Wyoming.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nathan has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT; Investment Related; Jackson, WY 83001; FIXED INSURANCE SALES; INSURANCE AGENT; started 09/2017; Approximately 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Scott Lundquist's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 16, 2017 - Present

ELEVATED ASSET MANAGEMENT LLC

Office #1: 680 S Cache St Suite 100, Jackson, WY 83001

RIA

CRD#: 290067

Jackson, WY

Past

July 25, 2017 - November 17, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WILSON, WY

Past

September 15, 2004 - November 17, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WILSON, WY

Past

December 16, 1997 - September 14, 2004

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/16/2019)

IAR

Idaho
(11/29/2017)

IAR

Minnesota
(1/19/2018)

IAR

Texas
(11/29/2017)

IAR

Wyoming
(11/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2002

General Securities Principal Examination

Current Firm

ELEVATED ASSET MANAGEMENT LLC

CRD#: 290067 / SEC#:

Colorado

Registered Investment Advisory firm - (10/16/2019 Approved)

Idaho

Registered Investment Advisory firm - (11/28/2017 Approved)

Louisiana

Registered Investment Advisory firm - (12/14/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (1/19/2018 Approved)

Texas

Registered Investment Advisory firm - (11/29/2017 Approved)

Wyoming

Registered Investment Advisory firm - (10/26/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

680 S Cache St Suite 100, Jackson, WY 83001

Mailing Address

Po Box 9120, Jackson, WY 83002

Phone number

(307) 732-3855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 35,996,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan S. Lundquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Scott Lundquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATED ASSET MANAGEMENT LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CETERA INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/1997

SIE

Date: 11/17/2017

Series 7

Date: 12/15/1997

Series 24

Date: 5/8/2002

Current Firm

ELEVATED ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELEVATED ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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