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DH

Daniel C. Hauschild

TCFG INVESTMENT ADVISORS
Wilmington, DE
Some features on this profile are disabled
CRD#: 2973391
DH

Professional summary

Daniel Charles Hauschild JR, CFP®, who also goes by Dan Hauschild, Daniel Charles Hauschild, Daniel C Hauschild, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Wilmington, Delaware.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dan Hauschild | Daniel Charles Hauschild | Daniel C Hauschild

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Charles Hauschild JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Current

March 11, 2026 - Present

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
Wilmington, DE
Past

August 12, 2025 - February 27, 2026

MARINER WEALTH

RIA
CRD#: 140195
McLean, VA
Past

August 30, 2023 - August 27, 2025

VALLEY WEALTH MANAGERS, INC.

RIA
CRD#: 108879
Wilmington, DE
Past

June 14, 2019 - August 29, 2023

VALLEY WEALTH MANAGERS, INC.

RIA
CRD#: 108879
Wilmington, DE
Past

September 2, 2016 - May 14, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

September 1, 2016 - May 14, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 12, 2009 - June 10, 2016

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
NEW YORK, NY
Past

October 12, 2009 - June 10, 2016

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

May 21, 2003 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

April 30, 2003 - May 13, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 22, 2002 - January 24, 2003

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

February 11, 1998 - April 7, 2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(3/11/2026)
IAR
New Mexico
(3/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/20/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/21/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/21/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
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Contact information

Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)
WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606Wilmington, DE

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