DD
Dara Duane
STANCORP INVESTMENT ADVISERS
Alpharetta, GA
Some features on this profile are disabled
CRD#: 2973175
DD
Professional summary
Dara Duane is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Alpharetta, Georgia and STANCORP EQUITIES, INC. located in Portland, Oregon.
Dara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dara has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS") and an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services and SIA offers investment advice to retirement plan sponsors and plan participants. SEI, SRS, and SIA are subsidiaries of Standard Financial Group ("The Standard") and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.
CRS (Client Relationship Summary) - RIA
Click below to view Dara Duane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2009 - Present
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
Alpharetta, GA
Current
February 9, 2009 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204BD
CRD#: 19517
Portland, OR
Past
May 9, 2007 - January 22, 2009
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SAN RAFAEL, CA
Past
April 3, 2007 - January 22, 2009
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SAN RAFAEL, CA
Past
March 22, 2004 - February 5, 2007
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SAN FRANCISCO, CA
Past
August 13, 2003 - August 21, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 13, 2003 - August 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 2, 2000 - April 25, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
Registered Investment Advisory firm - (7/31/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2016)
RR
District of Columbia(1/13/2022)
RR
Florida(4/11/2016)
RR
Georgia(7/15/2013)
IAR
Georgia(7/15/2013)
RR
Illinois(1/3/2024)
RR
Indiana(1/3/2024)
RR
Kansas(1/2/2025)
RR
Louisiana(1/3/2024)
RR
Mississippi(1/3/2024)
RR
New York(1/3/2024)
RR
North Carolina(1/13/2022)
RR
Ohio(1/3/2024)
RR
South Carolina(4/11/2016)
RR
Tennessee(1/13/2022)
RR
Texas(4/11/2016)
RR
Wisconsin(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
Registered Investment Advisory firm - (7/31/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1100 Sw Sixth Avenue, Portland, OR 97204
Mailing Address
900 Sw Fifth Avenue C22, Portland, OR 97204
Phone number
(800) 858-5420
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
