Kenneth B. Smythe
Professional summary
Kenneth Bryan Smythe is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1997. Kenneth has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Bryan Smythe's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2020 - Present
HOLLISTER ASSOCIATES, LLC
Office #1: 300 Park Avenue 2nd Floor, New York, NY, 10022January 28, 2019 - September 11, 2020
ARTIST CAPITAL LLC
September 21, 2017 - March 19, 2019
CASTLE HILL CAPITAL PARTNERS, INC.
May 1, 2002 - September 8, 2006
VAN DER MOOLEN SPECIALISTS USA, LLC
December 5, 1997 - November 5, 1998
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2024)
(11/2/2025)
(9/4/2020)
(9/4/2020)
(5/23/2021)
(9/4/2020)
(7/23/2024)
(10/22/2025)
(11/7/2024)
Exams
FINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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