Barry R. Engolio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Richard Engolio was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1999. Barry had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - March 29, 2019
ENGOLIO FINANCIAL ADVISORS, LLC
February 3, 2003 - March 17, 2008
MAIN STREET SECURITIES, LLC
June 21, 1999 - February 3, 2003
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ENGOLIO FINANCIAL ADVISORS, LLC
CRD#: 169713 / SEC#:
Contact information
Red Flags
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