Sara T. Lowery
Professional summary
Sara Tegethoff Lowery, who also goes by Sara T Lowery, Sara Ann Tegethoff, Sara Ann Tegethoff Lowery, Sara Tegethoff, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in San Francisco, California.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2003. Sara has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Tegethoff Lowery's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
NUVEEN SECURITIES, LLC
Office #1: 560 Mission Street, San Francisco, CA 94105March 12, 2020 - October 27, 2022
JANUS HENDERSON DISTRIBUTORS US LLC
October 11, 2012 - March 10, 2020
CALAMOS FINANCIAL SERVICES LLC
September 21, 2009 - October 3, 2012
ADP BROKER-DEALER, INC.
April 30, 2007 - September 23, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
February 21, 2007 - June 19, 2009
PRINCIPAL SECURITIES, INC.
July 15, 2005 - January 28, 2006
AT INVESTOR SERVICES, INC.
May 23, 2003 - July 15, 2005
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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