AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MB

Mark A. Breault

DESJARDINS SECURITIES INTERNATIONAL
Toronto, Ontario, M5J 2V5
Some features on this profile are disabled
CRD#: 2972980
MB

Professional summary

Mark Alan Breault is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .

Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Breault's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2018 - Present

DESJARDINS SECURITIES INTERNATIONAL INC.

Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5
BD
CRD#: 112417
Toronto, Ontario,
Past

March 4, 2014 - February 11, 2016

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 1, 2004 - March 11, 2013

SCOTIA CAPITAL (USA) INC.

BD
CRD#: 2739
TORONTO, ONTARIO,
Past

December 7, 1999 - December 9, 2002

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

December 10, 1997 - April 20, 1999

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/20/2018)
RR
Connecticut
(7/20/2018)
RR
Florida
(9/4/2020)
RR
Illinois
(7/20/2018)
RR
Massachusetts
(7/23/2018)
RR
New Jersey
(1/20/2025)
RR
New York
(7/24/2018)
RR
Texas
(7/23/2018)
RR
Washington
(7/23/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DESJARDINS SECURITIES INTERNATIONAL INC.
3858839 CANADA INC. | DESJARDINS SECURITIES INTERNATIONAL INC. | DESJARDINS SECURITIES INTERNATIONAL INC

CRD#: 112417 / SEC#: , 8-53256

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Mailing Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Phone number
(514) 841-1273
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DESJARDINS SECURITIES INC.SHAREHOLDER
CABEL, DAVID WILLIAMCHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER5983651
CHARETTE, DANNYDIRECTOR, FINOP7285881
LOUDIN, RADEKDIRECTOR, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER5429096

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DESJARDINS SECURITIES INTERNATIONAL INC.

CRD#: 112417Toronto, Ontario, M5J 2V5

TRUST BUT VERIFY

Monitor Mark Breault

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

SB
Shayne BeecherAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Lancaster, PA
LD
Latoya Davis- DenuzzoAdvisorCheck Check Mark
FIDELITY PERSONAL AND WORKPLACE ADVISORS
PR
BOSTON, MA
Neal Jones Hansen
Neal HansenAdvisorCheck Check Mark
NET WORTH ADVISORY GROUP, LLC
IAR
Sandy, UT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.