Melynda S. Rodgers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melynda S Rodgers, who also goes by Melynda Sue Angioi, Melynda S Catton, Melynda Sue Catton, Melynda S Rodgers, Melynda Sue Rodgers, Melynda Rodgers, was a registered financial professional .
Melynda is a previously registered financial professional and started their career in finance in 1997. Melynda had worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - August 21, 2025
WAVERLY ADVISORS, LLC
July 12, 2024 - November 21, 2024
RIVER CAPITAL ADVISORS, LC
December 5, 2022 - March 6, 2024
GFP PRIVATE WEALTH
June 10, 2022 - December 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
June 10, 2022 - December 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 23, 2021 - April 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
September 22, 2021 - April 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 2021 - August 19, 2021
J. W. COLE ADVISORS, INC.
May 7, 2021 - August 19, 2021
J.W. COLE FINANCIAL, INC.
July 27, 2020 - April 16, 2021
LIFESTYLE FREEDOM ADVISORY GROUP, LLC
January 2, 2019 - June 19, 2020
MUTUAL SECURITIES, INC.
July 9, 2013 - June 12, 2020
ULLMANN WEALTH PARTNERS
June 4, 2013 - December 31, 2018
OSAIC SERVICES, INC.
April 25, 2013 - May 17, 2013
STRATEGIC ADVISERS LLC
April 24, 2013 - May 16, 2013
FIDELITY BROKERAGE SERVICES LLC
January 14, 2013 - April 9, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2013 - April 9, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
November 17, 2010 - December 4, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
October 27, 2010 - December 4, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 2008 - December 26, 2008
SUMMIT FINANCIAL GROUP INC
July 3, 2008 - December 26, 2008
SUMMIT BROKERAGE SERVICES, INC.
October 25, 2006 - July 1, 2008
CITIGROUP GLOBAL MARKETS INC.
November 28, 2005 - July 1, 2008
CITIGROUP GLOBAL MARKETS INC.
September 21, 2004 - May 26, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
July 21, 2000 - October 15, 2002
MORGAN STANLEY DW INC.
November 24, 1997 - July 26, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WAVERLY ADVISORS, LLC
CRD#: 115332 / SEC#: 801-60741
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAVERLY ADVISORS, LLC
CRD#: 115332 / SEC#: 801-60741
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
