Brooks C. Marsted

BCM WEALTH MANAGEMENT.

Lakewood, CO

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CRD#: 2972694

Professional summary

Brooks Carelton Marsted is a registered financial advisor currently at BCM WEALTH MANAGEMENT, LLC. located in Lakewood, Colorado.

Brooks is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brooks has worked at 7 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Carelton Marsted's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2011 - Present

BCM WEALTH MANAGEMENT, LLC.

RIA

CRD#: 158749

Lakewood, CO

Past

August 15, 2006 - December 16, 2011

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

DENVER, CO

Past

February 24, 2006 - August 15, 2006

KOVACK SECURITIES INC.

RIA

CRD#: 44848

DENVER, CO

Past

August 16, 2005 - August 16, 2005

KOVACK SECURITIES INC.

RIA

CRD#: 44848

DENVER, CO

Past

August 11, 2005 - November 15, 2011

KOVACK SECURITIES INC.

CRD#: 44848

DENVER, CO

Past

June 27, 2002 - November 8, 2004

DAVIDSON INVESTMENT ADVISORS, INC.

RIA

CRD#: 110552

GREAT FALLS, MT

Past

May 15, 2002 - August 23, 2005

D.A. DAVIDSON & CO.

RIA

CRD#: 199

LIVINGSTON, MT

Past

January 25, 2002 - August 23, 2005

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Past

March 25, 1999 - January 29, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 21, 1997 - March 29, 1999

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/31/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/1997

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2007

General Securities Principal Examination

Current Firm

BCM WEALTH MANAGEMENT, LLC.

CRD#: 158749 / SEC#:

Colorado

Registered Investment Advisory firm - (10/31/2011 Approved)

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Contact information

Main Address

Lakewood, CO

Mailing Address

Phone number

(720) 644-9360

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 14,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brooks C. Marsted

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Carelton Marsted's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

KOVACK SECURITIES INC.

KOVACK SECURITIES INC.

DAVIDSON INVESTMENT ADVISORS, INC.

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

EDWARD JONES

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/1997

Series 7

Date: 4/19/1999

Series 6

Date: 11/8/1997

Series 24

Date: 3/28/2007

Current Firm

BCM WEALTH MANAGEMENT, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BCM WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

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