David M. Billitto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David M Billitto, who also goes by David M. Billitto, David Michael Billitto, David Billitto, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2016 - December 31, 2016
DOMINION INVESTOR SERVICES, INC.
April 29, 2011 - May 30, 2014
FIRST CITIZENS INVESTOR SERVICES, INC.
April 29, 2011 - May 30, 2014
FIRST CITIZENS INVESTOR SERVICES, INC.
October 15, 2010 - March 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 2010 - March 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2009 - October 1, 2009
FIRST SOUTHEAST INVESTOR SERVICES, INC.
September 17, 2008 - October 23, 2008
SIGNATOR FINANCIAL SERVICES, INC.
January 16, 2007 - March 28, 2008
WAMU INVESTMENTS, INC.
January 4, 2007 - March 28, 2008
WAMU INVESTMENTS, INC.
July 12, 2004 - June 21, 2006
STATE FARM VP MANAGEMENT CORP.
July 10, 2003 - June 7, 2004
ALLSTATE FINANCIAL SERVICES, LLC
February 14, 2002 - April 14, 2003
WAMU INVESTMENTS, INC.
February 27, 2001 - February 6, 2002
IFMG SECURITIES, INC.
September 24, 1999 - December 13, 2000
UBS FINANCIAL SERVICES INC.
November 26, 1997 - November 10, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMINION INVESTOR SERVICES, INC.
CRD#: 21548 / SEC#: , 8-39029
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINION FINANCIAL SERVICES, INC. | PARENT/SHAREHOLDER | |
| CRISLER, SHIRLEY MAE | IP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | 2118069 |
| SHROPSHIRE, CAMERON EDWARD III | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | 2233524 |
| SMITH, RIX CARLTON | PRESIDENT, CEO, DIRECTOR, GP, MP,OP | 1061442 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
