Vladislav Tsyn
EMERSON EQUITY LLC | Financial Consultant
San Carlos, CA
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CRD#: 2972226
Professional summary
Vladislav Tsyn is a registered financial advisor currently at EMERSON EQUITY LLC located in San Carlos, California.
Vladislav is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Vladislav has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Biography
Investment expectations vary. My clients and I collaborate to develop strategies addressing their unique financial needs. Whether markets rise or fall, knowledge and perspective empower clients to stay committed to their investment plan. With Fidelity's resources and my two decades of experience, I strive to offer that knowledge, and deliver on my clients' financial needs.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BEMO VENTURES, INC. D/B/A SIDECAR FINANCE, NOT INVESTMENT RELATED, 34 EAST MANOR, MILL VALLEY, CA 94941, MARKETING AND PROMOTING SERVICES PROVIDED TO SHAREHOLDERS INCLUDING MARKETING OF SECURITIES RELATED BUSINES DONE THROUGH EMERSON EQUITY LLC. USED FOR BRANDING/MARKETING ONLY., PARTNER, MARKET AND PROMOTE SERVICES TO SHAREHOLDERS, INCLUDING MARKETING OF SECURITIES RELATED BUSINESS DONE WITH EMERSON EQUITY LLC., 150 HRS MONTHLY, 6.5 HRS DAILY DURING SECURITIES TRADING HOURS, 09/2024
CRS (Client Relationship Summary) - RIA
Click below to view Vladislav Tsyn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vladislav Tsyn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Hamilton College
Bachelor of Arts (BA) - Government
1994
Experience
Current
September 27, 2024 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
San Carlos, CA
Current
September 26, 2024 - Present
EMERSON EQUITY LLC
Office #1: 155 Bovet Road, Suite 725, San Mateo, CA 94402Office #2: 155 Bovet Road, Suite 725, San Mateo, CA 94402RIA
BD
CRD#: 130032
SAN MATEO, CA
Past
July 13, 2018 - September 13, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
July 14, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LARKSPUR, CA
Past
May 8, 2015 - September 13, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
LARKSPUR, CA
Past
December 19, 2012 - April 13, 2015
SORRENTO PACIFIC FINANCIAL, LLC
RIA
CRD#: 127787
SAN RAFAEL, CA
Past
December 19, 2012 - April 13, 2015
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
SAN RAFAEL, CA
Past
September 18, 2008 - December 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CORTE MADERA, CA
Past
September 18, 2008 - December 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CORTE MADERA, CA
Past
May 29, 2007 - October 2, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SAN FRANCISCO, CA
Past
May 29, 2007 - October 2, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN FRANCISCO, CA
Past
May 4, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SAN FRANCISCO, CA
Past
May 4, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SAN FRANCISCO, CA
Past
October 22, 2003 - May 10, 2006
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
October 22, 2003 - May 10, 2006
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
January 17, 2001 - October 31, 2003
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LARKSPUR, CA
Past
January 5, 2001 - October 31, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 26, 1997 - January 22, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/26/2024)
IAR
California(9/27/2024)
RR
Florida(3/17/2025)
RR
Idaho(9/26/2024)
RR
Illinois(9/16/2025)
RR
Washington(2/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EMERSON EQUITY LLC
Financial ConsultantCRD#: 130032San Carlos, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
