Jung H. Kim
Professional summary
Jung Han Kim was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jung is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Jung had worked at 5 firms, which includes GLB TRADING INC, VISION SECURITIES INC., PAULSON INVESTMENT COMPANY LLC, EDWARD JONES, PHILLIPS & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2005 - March 10, 2007
GLB TRADING, INC
August 31, 2004 - June 10, 2005
VISION SECURITIES INC.
May 21, 2002 - September 30, 2004
PAULSON INVESTMENT COMPANY LLC
March 21, 2001 - May 23, 2002
EDWARD JONES
January 16, 1998 - March 20, 2001
PHILLIPS & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GLB TRADING, INC
CRD#: 125363 / SEC#: , 8-65790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECHMAN, ROBERT TRUST 08/14/06 | OWNER | |
| LECHMAN, ROBERT ALLEN | PRESIDENT, CEO, FINOP, CFO & CCO | 1045237 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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