Lisa B. Greenough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Bale Greenough was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1999. Lisa had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2016 - April 29, 2022
RIVER TRAIL CAPITAL MANAGEMENT LLC
September 20, 2016 - December 12, 2016
EK RILEY INVESTMENTS, LLC
November 3, 2006 - August 2, 2016
EDWARD JONES
May 9, 2001 - August 2, 2016
EDWARD JONES
October 21, 1999 - April 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RIVER TRAIL CAPITAL MANAGEMENT LLC
CRD#: 285051 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 217 |
| AUM (Assets Under Management) | $ 104,965,517 |
Red Flags
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