Cristiano M. Leao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cristiano Magarinos Leao, who also goes by Cristiano Magarinos De Souza Leao, was a registered financial professional .
Cristiano is a previously registered financial professional and started their career in finance in 1998. Cristiano had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - January 13, 2017
LIQUIDITY FINANCE LP
November 9, 2015 - March 2, 2016
BTG PACTUAL US CAPITAL, LLC
September 2, 2009 - March 14, 2012
NATWEST MARKETS SECURITIES INC.
August 28, 2007 - July 20, 2009
BNP PARIBAS SECURITIES CORP.
February 12, 2004 - August 2, 2007
UBS SECURITIES LLC
April 9, 1999 - November 29, 2000
UBS FINANCIAL SERVICES INC.
February 9, 1998 - November 6, 1998
PERSHING LLC
State Registrations and Notice Filings
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Exams
Series 17
Date: 2/10/2004
Limited Registered Representative ExaminationCurrent Firm
LIQUIDITY FINANCE LP
CRD#: 167568 / SEC#: , 8-69266
Contact information
Documents
Direct owners and executive officers
Red Flags
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