Nancy B. Kay
Professional summary
Nancy Beth Kay, who also goes by Nancy Beth Kurtz, is a registered financial advisor currently at CANDACE SHIRA ASSOCIATES, LLC located in Pittsford, New York.
Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nancy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Beth Kay's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2013 - Present
CANDACE SHIRA ASSOCIATES, LLC
Office #1: 115 Sully's Trail Suite 8, Pittsford, NY 14534September 16, 2004 - March 8, 2013
WALL STREET FINANCIAL GROUP, INC.
February 13, 2004 - September 23, 2016
WALL STREET FINANCIAL GROUP, INC.
March 1, 2001 - November 14, 2003
MANNING & NAPIER INVESTOR SERVICES, INC.
Primary Firm SEC Registration
CANDACE SHIRA ASSOCIATES, LLC
CRD#: 165984 / SEC#: 801-77488
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2021)
Exams
Current Firm
CANDACE SHIRA ASSOCIATES, LLC
CRD#: 165984 / SEC#: 801-77488
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 409,587,068 |
Red Flags
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Company Information
CANDACE SHIRA ASSOCIATES, LLC
CRD#: 165984Pittsford, NY 14534TRUST BUT VERIFY
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