Spencer G. Sohmer
Professional summary
Spencer Garrett Sohmer, who also goes by Spencer Sohmer, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 1997. Spencer has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Garrett Sohmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2011 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003February 23, 2006 - November 4, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
March 12, 2004 - March 16, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 25, 2002 - March 5, 2002
BLACKWOOD SECURITIES, LLC
August 3, 1998 - March 7, 2000
GOLDMAN SACHS & CO. LLC
December 3, 1997 - July 1, 1998
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/29/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 12/7/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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