Filiep P. Sackx

KENSINGTON SECURITIES

SCOTTS VALLEY, CA

Some features on this profile are disabled

CRD#: 2971428

Professional summary

Filiep Paul Sackx, who also goes by Philip Paul Sackx, is a registered financial advisor currently at KENSINGTON SECURITIES, LLC located in Scotts Valley, California.

Filiep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Filiep has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Paul Sackx

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kensington Financial Group, Inc.; investment related; Scotts Valley, CA; Insurance agency; President/Insurance Agent; started 04/1995; Approximately 30% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filiep Paul Sackx's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2007 - Present

KENSINGTON SECURITIES, LLC

RIA

CRD#: 145453

SCOTTS VALLEY, CA

Past

October 12, 2006 - July 13, 2007

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

SCOTTS VALLEY, CA

Past

July 3, 2006 - July 13, 2007

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

SCOTTS VALLEY, CA

Past

December 5, 2003 - July 13, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

SCOTTS VALLEY, CA

Past

November 5, 1999 - December 31, 2002

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

November 24, 1997 - November 22, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/3/2007)

IAR

Texas
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/22/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KENSINGTON SECURITIES, LLC

CRD#: 145453 / SEC#:

California

Registered Investment Advisory firm - (11/26/2007 Approved)

Texas

Registered Investment Advisory firm - (8/4/2025 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Scotts Valley, CA

Mailing Address

Phone number

(831) 440-0714

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	228
AUM (Assets Under Management)	$ 64,031,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Filiep P. Sackx

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filiep Paul Sackx's CRS (Customer Relationship Summary).

Certified licenses

Experience

KENSINGTON SECURITIES, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

USALLIANZ SECURITIES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2007

Series 63

Date: 11/17/1997

Series 6

Date: 11/22/1997

Current Firm

KENSINGTON SECURITIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KENSINGTON SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors