Enrico J. Cacciatore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrico John Cacciatore, who also goes by Rick Cacciatore, was a registered financial professional .
Enrico is a previously registered financial professional and started their career in finance in 1998. Enrico had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - January 23, 2024
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 16, 2008 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
July 30, 2004 - January 11, 2008
RAMIREZ TRADETREK SECURITIES LLC
February 28, 2003 - July 27, 2004
LEEB BROKERAGE SERVICES, INC.
December 17, 2002 - February 21, 2003
ORBITEX FUNDS DISTRIBUTOR, INC.
April 15, 2002 - May 30, 2002
BROKERAGEAMERICA, LLC
February 25, 2002 - April 15, 2002
BROKERAGEAMERICA, INC
January 1, 1998 - November 29, 2001
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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