Mitchell Zides

CONSTANT GUIDANCE FINANCIAL

North Attleboro, MA 02763

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CRD#: 2971097

Professional summary

Mitchell Zides, CFA, CFP®, who also goes by Mitchell Scott Zides, is a registered financial advisor currently at CONSTANT GUIDANCE FINANCIAL, LLC located in North Attleboro, Massachusetts.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mitchell has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitchell Scott Zides

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF EMPLOYED REAL ESTATE AGENT; NOT INVESTMENT RELATED; MARCH 2015; SPEND APPROXIMATELY 5% OF MY TIME DURING THE WEEK; NO TIME DURING TRADING HOURS; LICENSED REAL ESTATE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Zides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 1, 2014 - Present

CONSTANT GUIDANCE FINANCIAL, LLC

Office #1: 1 North Ave, North Attleboro, MA 02763

RIA

CRD#: 172612

North Attleboro, MA

Past

April 20, 2006 - March 24, 2011

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

October 12, 2004 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

October 11, 2004 - March 24, 2011

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

June 13, 2003 - October 21, 2004

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

April 22, 2003 - October 19, 2004

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON , MA

Past

January 24, 2000 - October 19, 2004

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

January 22, 1998 - June 21, 1999

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSTANT GUIDANCE FINANCIAL, LLC

BRM CAPITAL | ZRETIREMENT SOLUTIONS | CONSTANT GUIDANCE FINANCIAL, LLC

CRD#: 172612 / SEC#: 801-128132

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (6/9/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/9/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/1/2014)

IAR

New Hampshire
(6/22/2023)

IAR

Rhode Island
(3/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/10/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CONSTANT GUIDANCE FINANCIAL, LLC

BRM CAPITAL | ZRETIREMENT SOLUTIONS | CONSTANT GUIDANCE FINANCIAL, LLC

CRD#: 172612 / SEC#: 801-128132

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (6/9/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/9/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/9/2023 Terminated)

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Contact information

Main Address

1 North Ave, North Attleboro, MA 02763

Mailing Address

Phone number

(508) 207-8049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSTANT GUIDANCE FINANCIAL ADV PART 2 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	598
AUM (Assets Under Management)	$ 165,243,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Mitchell Zides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Zides's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

NATIXIS DISTRIBUTION, LLC

Primary Firm SEC Registration

CONSTANT GUIDANCE FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2003

Series 63

Date: 1/16/1998

Series 7

Date: 7/13/1998

Series 6

Date: 1/16/1998

Series 26

Date: 3/10/1999

Current Firm

CONSTANT GUIDANCE FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSTANT GUIDANCE FINANCIAL, LLC

TRUST BUT VERIFY

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