Kirk R. Howard

ICON CAPITAL GROUP

NEWPORT BEACH, CA 92660

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CRD#: 2971072

Professional summary

Kirk Robert Howard is a registered financial professional currently at ICON CAPITAL GROUP, LLC located in Newport Beach, California.

Kirk is registered as a RR (Registered Representative) and started their career in finance in 2001. Kirk has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 11 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirk Robert Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

ICON CAPITAL GROUP, LLC

Office #1: 5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660

CRD#: 4029

NEWPORT BEACH, CA

Past

July 21, 2010 - February 5, 2024

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

NEWPORT BEACH, CA

Past

May 9, 2007 - April 21, 2009

STONE & YOUNGBERG LLC

CRD#: 795

SAN FRANCISCO, CA

Past

December 7, 2006 - May 4, 2007

CROWELL, WEEDON & CO.

CRD#: 193

IRVINE, CA

Past

March 28, 2001 - December 7, 2006

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/14/2023)

Massachusetts
(11/15/2024)

New Jersey
(4/25/2024)

New York
(9/14/2023)

Texas
(9/14/2023)

Exams

State Security Law Exam

Series 63

Date: 7/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/21/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/18/2002

General Securities Representative Examination

General Industry/Product Exam

Series 11

Date: 3/27/2001

Assistant Representative-Order Processing Qualification Exam

Principal/Supervisory Exam

Series 24

Date: 8/16/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ICON CAPITAL GROUP, LLC

ICON CAPITAL GROUP, LLC | SOUTH TEXAS SECURITIES CO.

CRD#: 4029 / SEC#: , 8-18148

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660

Mailing Address

5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660

Phone number

(949) 418-8669

Established

Texas since 10/04/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ICON CAPITAL HOLDINGS, LLC	MANAGING MEMBER
CALICCHIO, ALPHONSE JOHN III	CEO, CCO, AND PARTNER
MCCLEAN, DAVID EDWARD	CFO, FINOP, GSP	1211045

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kirk R. Howard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirk Robert Howard's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.G.P. / ALLIANCE GLOBAL PARTNERS

STONE & YOUNGBERG LLC

CROWELL, WEEDON & CO.

THE SEIDLER COMPANIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/2001

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/21/2002

Series 7

Date: 1/18/2002

Series 11

Date: 3/27/2001

Series 24

Date: 8/16/2008

FINRA

Current Firm

ICON CAPITAL GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ICON CAPITAL GROUP, LLC

TRUST BUT VERIFY

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