Cynthia M. Gennaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia M Gennaro, who also goes by Cindy Rinaldi, Cynthia Marie Rinaldi, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1997. Cynthia had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2006 - June 9, 2023
THOMASLLOYD CAPITAL LLC
March 25, 1999 - March 17, 2006
UBS FINANCIAL SERVICES INC.
June 9, 1998 - January 1, 1999
M&T SECURITIES, INC.
November 28, 1997 - March 10, 1998
ANDREW GARRETT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMASLLOYD CAPITAL LLC
CRD#: 38784 / SEC#: , 8-48402
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMASLLOYD HOLDINGS (AMERICAS) LLC | OWNER | |
| LAVELLE, ANGELA ELIZABETH | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | 4878444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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