John J. Scanlan
Professional summary
John Joseph Scanlan IV, who also goes by Jay Scanlan IV, Jj Scanlan Iv, John J Scanlan, John Joseph Scanlon Iv, John Joseph Scanlan, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Scanlan IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2024 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201July 7, 2011 - January 9, 2024
CHARLES SCHWAB & CO., INC.
February 12, 2008 - June 3, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 20, 2007 - December 12, 2007
FIRST CLEARING, LLC
September 20, 2004 - December 12, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 29, 2004 - December 12, 2007
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
November 28, 2001 - March 25, 2004
WALNUT STREET SECURITIES, INC.
September 27, 2001 - March 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
September 27, 2001 - March 22, 2004
MSI FINANCIAL SERVICES, INC.
July 12, 2000 - March 22, 2004
NEW ENGLAND SECURITIES
January 1, 1998 - June 23, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 5/1/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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