LS
Larry D. Stiver
RIVERPATH INVESTMENTS LLC
Elk Grove, CA
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CRD#: 2970889
LS
Professional summary
Larry D Stiver is a registered financial advisor currently at RIVERPATH INVESTMENTS LLC located in Elk Grove, California.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Larry has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA LARRY STIVER.COM, INV REL:N ADDR:915 Highland Point Dr Ste 250 Roseville, CA 95678 NAT:IT IS AN INS AGCY WHERE EMPLOYEE BENEFITS-HEALTH, DENTAL, VISION,ETC,& SPECIAL RISK/LIFE/DI INS ARE SOLD. TITLE: OWNER DUTIES:RESPONSIBLE FOR THE OVERALL FINANCIALS OF ORGANIZATION AS WELL AS INTRODUCING THE BENEFITS DIVISION TO MY CLIENTS FOR POSSIBLE PURCHASE OF BENEFITS PACKAGES OR SPECIAL RISK LIFE, & DI. HR/MO/TRADING: >1 HR/DAY IS DEVOTED TOWARDS PRODUCT SALES THROUGH THIS ENTITY DUR TRADE. Solicitor of Storehouse Financial LLC Investment Related: Yes Address: 1750 Prairie City Road, #130-250, Folsom, CA 95630 As a solicitor, Larry refers potential individual and business clients to Storehouse Financial who may benefit from investment advisory or pension consulting services, along with relationship management of existing clients. Larry began soliciting for Storehouse Financial in February of 2011. Larry spends approximately 40 hours per month soliciting for Storehouse Financial, 2 hour per day during trading hours. Solicitor of RiverPath Investments LLC Investment Related: Yes Address: 1024 Iron Point Road, #100-1490, Folsom, CA 95630 As a solicitor, Larry refers potential individual and business clients to RiverPath Investments who may benefit from investment advisory or pension consulting services, along with relationship management of existing clients. Larry began soliciting for RiverPath Investments in September of 2015. Larry spends approximately 40 hours per month soliciting for RiverPath Investments, 2 hour per day during trading hours. VistaCore; located 455 Capitol Mall, Suite 350, Sacramento, CA 95817 Start Date: 01/01/2013 Investment-Related: Yes Larry is an owner of VistaCore since its inception in 01/01/2013. CFO; spends approximately 20 hours/month on the financials and operations of VistaCore. Vista Core does hour banking in a bank trusteed account for bona fide fringe benefits on behalf of selected clients.
CRS (Client Relationship Summary) - RIA
Click below to view Larry D Stiver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2016 - Present
RIVERPATH INVESTMENTS LLC
RIA
CRD#: 226671
Elk Grove, CA
Past
June 12, 2014 - March 24, 2025
STERLING RETIREMENT GROUP OF SACRAMENTO
RIA
CRD#: 168397
ROSEVILLE, CA
Past
June 11, 2014 - March 12, 2018
STOREHOUSE FINANCIAL
RIA
CRD#: 148683
FOLSOM, CA
Past
March 3, 2003 - December 10, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SACRAMENTO, CA
Past
March 20, 2002 - December 10, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SACRAMENTO, CA
Past
January 5, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 5, 1998 - April 4, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RIVERPATH INVESTMENTS LLC
RIVERPATH INVESTMENTS LLC
CRD#: 226671 / SEC#: 801-117564
RIA
Registered Investment Advisory firm - (10/31/2019 Approved)California
Registered Investment Advisory firm - (12/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/25/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RI
RIVERPATH INVESTMENTS LLC
RIVERPATH INVESTMENTS LLC
CRD#: 226671 / SEC#: 801-117564
RIA
Registered Investment Advisory firm - (10/31/2019 Approved)California
Registered Investment Advisory firm - (12/5/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
El Dorado Hills, CA
Mailing Address
1024 Iron Point Road Suite 100-1490, Folsom, CA 95630
Phone number
(916) 467-9290
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 310,573,686 |
Red Flags
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