MM
Milton W. Murphy
CENTAURUS FINANCIAL
Centennial, CO 80111
Some features on this profile are disabled
CRD#: 2970581
MM
Professional summary
Milton William Murphy, CFP®, who also goes by Milton Murphy, Milton W Murphy, Milton William Reynolds, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Centennial, Colorado.
Milton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Milton has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Milton Murphy | Milton W Murphy | Milton William Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DATA DRIVEN RESULTS, LLC DBA BODY FAT USA, NON-INVESTMENT RELATED, 1776 S. JACKSON STREET, SUITE #1111, DENVER, CO 80210, A FITNESS TESTING FACILITY, OWNER, SINCE 2/14/2014, DEVOTED TIME IS 4 HOURS A MONTH, OWNERSHIP OVERSIGHT. 2. OWNER, RENTAL PROPERTY. NON INVESTMENT RELATED SINCE 08/2017. I RENT AND MAINTAIN PROPERTY. 3. ARAPAHO ASSET MANAGEMENT, NON-INVESTMENT RELATED, 7385 E. PEAKVIEW AVE., CENTENNIAL, CO 80111, DBA FOR BRANDING AND MARKETING PURPOSES, FINANCIAL ADVISER, SINCE 2/9/2018. AAM SUCCESSION EDUCATION POSITION: Self NATURE: Planning and delivering educational seminars for financial advisors regarding succession planning INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/16/2024 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: Educating financial professionals about succession planning
CRS (Client Relationship Summary) - RIA
Click below to view Milton William Murphy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Milton William Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 12, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7385 E. Peakview Avenue, Centennial, CO 80111RIA
BD
CRD#: 30833
Centennial, CO
Current
February 7, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7385 E. Peakview Avenue, Centennial, CO 80111RIA
BD
CRD#: 30833
Centennial, CO
Past
February 3, 2012 - February 6, 2018
SAMMONS FINANCIAL NETWORK, LLC
BD
CRD#: 158538
WEST DES MOINES, IA
Past
August 2, 2011 - November 23, 2011
TSC DISTRIBUTORS, LLC
BD
CRD#: 37058
BOSTON, MA
Past
December 6, 2002 - May 21, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
December 31, 2001 - November 12, 2002
INVESCO
RIA
CRD#: 106529
DENVER, CO
Past
December 11, 2000 - November 12, 2002
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 289
HOUSTON, TX
Past
September 19, 2000 - December 1, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
December 16, 1999 - September 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
November 24, 1997 - December 16, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2024)
IAR
Alaska(1/16/2024)
RR
California(8/12/2025)
IAR
California(8/13/2025)
RR
Colorado(2/7/2018)
IAR
Colorado(2/12/2018)
RR
Florida(9/4/2019)
IAR
Florida(8/2/2024)
RR
Idaho(10/30/2023)
IAR
Idaho(10/31/2023)
RR
Indiana(2/7/2018)
IAR
Indiana(2/12/2018)
RR
Maryland(2/23/2021)
IAR
Maryland(6/21/2021)
RR
Nebraska(7/21/2025)
IAR
Nebraska(7/22/2025)
RR
Nevada(8/2/2024)
IAR
Nevada(8/2/2024)
RR
North Dakota(4/3/2025)
IAR
North Dakota(4/8/2025)
RR
South Carolina(6/28/2021)
IAR
South Carolina(6/29/2021)
RR
Texas(4/20/2020)
IAR
Texas(11/28/2024)
RR
Utah(8/3/2022)
IAR
Utah(8/4/2022)
RR
Washington(3/11/2024)
IAR
Washington(3/12/2024)
RR
Wyoming(6/2/2022)
IAR
Wyoming(6/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
